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Updated: Sep 21 2023

Thromboembolism (PE & DVT) Prophylaxis

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  • Summary
    • Venous thromboembolism (VTE) includes both pulmonary embolism (PE) and deep venous thrombosis (DVT)
    • Diagnosis is generally made with clinical exam and imaging to include ultrasound for extremity DVT and CT chest for pulmonary embolism
    • Treatment is pharmacologic blood thinners 
  • Epidemiology
    • Incidence
      • incidence
        • DVT
          • 200,000 per year in the US
        • PE
          • 50,000 per year in the US
    • Risk factors 
      • Virchow's triad
        • venous stasis
        • hypercoagulable state
        • intimal injury
      • primary hypercoagulopathies (inherited)
        • MTHFR/C677T/TT gene mutation carries the highest risk
        • factor V Leiden mutation
        • antithrombin III deficiency
        • protein C deficiency
        • protein S deficiency
        • activated protein C resistance
        • elevated factor VIII
        • hyperhomocysteinemia
        • prothrombin II G20210A
      • secondary factors (acquired)
        • malignancy
          • recently been associated with up to 20% of all new diagnoses of VTE
        • elevated hormone conditions
          • recombinant erythropoeitin
          • hormone replacement
          • oral contraceptive therapy
          • late pregnancy
        • elevated antiphospholipid antibody conditions
          • lupus anticoagulant
          • anticardiolipin antibody
        • medical history
          • history of thromboembolism
          • obesity
          • CHF
          • varicose veins
          • smoking
          • increased blood viscosity
          • thoracic outlet syndrome (upper extremity DVT)
        • other
          • general anesthetics (vs. epidural and spinal)
          • rapid increase in INR following unopposed initiation of warfarin therapy in arthroplasty patients
            • hypothesized to occur due to the warfarin-induced decline in protein C occurring before warfarin's antithrombotic effect occurs (protein C has a half-life of 6-8 hours and factor II has a half-life of 48-120 hours).
      • no increase in DVT has been associated with the use of tranexamic acid (TXA)
      • increasing incidence of pediatric VTE due to obesity, contraceptives, smoking, etc.
  • Etiology
    • Pathophysiology
      • Mechanism of clot formation
        • stasis
        • fibrin formation
          • thromboplastin (aka Tissue Factor (TF), platelet tissue factor, factor III) is released during dissection which leads to activation of the extrinsic pathway and fibrin formation
        • clot retraction
        • propagation
  • Anatomy
    • DVT usually begins in venous valve cusps.
    • Thrombi consist of thrombin, fibrin, and RBCs with relatively few platelets.
  • Classification
    • Acute DVT
      • clots are developing or have recently developed within 28 days
    • Chronic DVT
      • persists more than 28 days
      • an episode of VTE after an initial one is classified as recurrent.
  • Presentation
    • Symptoms of DVT
      • calf pain
      • palpable cords
      • pitting extremity swelling
        • 50% with classic signs have no DVT
    • Symptoms of PE
      • most PEs are asymptomatic     
      • symptoms
        • pleuritic chest pain                             
        • dyspnea                              
        • tachypnea                                
        • large PEs (e.g., saddle emboli) can present as death though
  • Imaging
    • Radiographs
      • recommended views
        • 2 view chest (PA and lateral)
      • findings
        • early findings
          • usually normal but may present with
            • “oligemia” 
            • prominent hilum 
        • late findings
          • wedge or platelike atelectasis 
    • Duplex compression ultrasound
      • recommended views
        • should be ordered on the extremity of concern in a symptomatic patient
        • gold standard for diagnosis of DVT
        • there is a strong AAOS recommendation against routine postoperative duplex screening in elective arthroplasty cases in an asymptomatic patient 
      • findings
        • "noncompressible vein"
          • 95% sensitive/specific
        • 50% with venogram positive for clot have normal physical findings 
        • no indication for routine duplex screening
    • CT pulmonary angiography
      • indications
        • gold standard for diagnosis of PE
    • Ventilation-perfusion scan
      • indications
        • helpful for contrast-allergy patients
  • Studies
    • Labs
      • d-dimer
        • can be helpful in ruling out a significant clot.
        • not as helpful after injury/surgery  
    • EKG
      • indication
        • rule out MI
      • findings
        • most common finding is sinus tachycardia.
  • Treatment
    • Prophylaxis
      • indications
        • prevention of deep vein thrombosis (DVT) and pulmonary embolism (PE) is most important factor in decreasing morbidity and mortality
        • the use of pharmacologic prophylaxis and mechanical compression received a moderate strength recommendation from the AAOS
        • prophylaxis treatment should be determined by weighing risk of bleeding vs risk of pulmonary embolus
          • AAOS risk factors for major bleeding
            • bleeding disorders
            • history of a recent gastrointestinal bleed
            • history of a recent hemorrhagic stroke
          • AAOS risk factors for pulmonary embolus
            • hypercoagulable state
            • previous documented pulmonary embolism
          • DVT prophylaxis is recommended for all hip/knee arthroplasty patients 
          • For standard patients, DVT prophylaxis is NOT recommended for following
            • upper extremity procedures
            • arthroscopic
            • isolated fractures at knee and below
    • Treatment of VTE
      • serial US scans
        • indications
          • isolated calf thrombosis smaller than 5 cm rarely needs treatment.
      • pharmacologic treatment
        • duration
          • approximately 3 months after DVT
          • approximately 12 months after PE
      • early mobilization
        • risk of dislodgment less than risk of more clots in these high-risk patients
      • graduated elastic compression hose 
        • may prevent postthrombotic syndrome
      • thrombolytics, thrombectomy, embolectomy
        • indications
          • controversial
  • Techniques
    • Pharmacologic agents
    • Hip & Knee Arthroplasty Prophylaxis
      • indication
        • VTE prophylaxis recommended for all THA and TKA patients
          • AAOS and American College of Chest Physicians developed guidelines but do not recommend an optimal regimen; an individualized ppx regimen balancing efficacy and safety based on risk factor should be implemented
      • techniques
        • mechanical prophylaxis
          • compressive stockings recommended
          • pneumatic compression devices are recommended by the AAOS across all risk (low to high risk of either bleeding or pulmonary embolism) groups undergoing total hip or total knee arthroplasty
            • increase venous return and endothelial-derived fibrinolysis
            • decrease venous compliance and venous stasis
        • chemoprophylaxis
          • American Academy of Orthopaedic Surgeons (AAOS) and American College of Chest Physicians (ACCP) support ASA as a monotherapy
    • Spine Surgery Prophylaxis
      • indication
        • no clear consensus regarding utilization or timing of VTE prophylaxis measures after spine surgery
        • risks of VTE must be weighed against postoperative bleeding and epidural hematoma formation
        • patients with a spinal cord injury and prolonged immobilization are at increased risk
      • technique
        • early mobilization is recommended, along with pneumatic compression devices
        • chemoprophylaxis
          • longer surgical times
          • multilevel thoracolumbar surgery
          • anterior thoracolumbar approaches
    • Shoulder Arthroplasty Prophylaxis
      • indication
        • early mobilization, mechanical prophylaxis, regional anesthesia
        • LMWH/heparin until ambulatory if increased risk, not for routine use in UE surgery
    • Foot & Ankle Surgery Prophylaxis
      • the risk of VTE was not found to be lowered by thromboprophylaxis in a study of 20,043 adult patients
    • Trauma prophylaxis
      • mechanical and chemoprophylaxis lower the rate of DVT and PE
  • Complications
    • DVT complications
      • pulmonary embolism (PE)
      • chronic venous insufficiencypost-thrombotic syndrome.
      • post-thrombotic syndrome.
        • incidence
          • post-thrombotic syndrome occurs in 43% two years post-DVT (30% mild, 10% moderate, and severe in 3%). 
    • PE complications
      • sudden cardiac death
      • obstructive shock
      • pulseless electrical activity
      • atrial or ventricular arrhythmias
      • secondary pulmonary arterial hypertension
      • cor pulmonale
      • severe hypoxemia
      • right-to-left intracardiac shunt.
    • Recurrence
      • incidence 
        • risk of recurrence of DVT is 25%.
  • Prognosis
    • Many DVTs will resolve with no complications.
    • Death occurs in
      • 6% of DVT cases within 1 month of diagnosis
      • 12% of PE cases within 1 month of diagnosis.
    • Approximately 10% of patients who develop PE die within the first hour, and 30% die subsequently from recurrent embolism.
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